New York Securities Lawyer Blog
Gregory Buchholz, a Connecticut broker employed by Raymond James Financial Services Inc. (“Raymond James”) was recently fired after the firm learned that Gregory Buchholz was being investigated by the Securities and Exchange Commission (“SEC”) and local authorities for misappropriating clients’ funds. In response to the SEC’s inquiry, Lax & Neville, LLP is investigating this matter on behalf of potential victims of the alleged fraud perpetrated by both Gregory Buchholz and Raymond James. If you are a victim of this misconduct or a current customer of Gregory Buchholz, please do not hesitate to contact Lax & Neville, LLP for a free consultation.