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Articles Posted in REIT

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Investigation of Claims involving Lightstone Value Plus REITs I, II, and III

On November 7, 2024, a class action lawsuit was filed against Lightstone Value Plus REITs I, II, III, their external advisers, and their 2022 directors, in New Jersey Federal Court. The Lightstone Value Plus REIT is a real estate investment trust focused on acquiring and managing income-producing properties, primarily residential…

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LPL Financial LLC Violates FINRA Supervision Rules During Its Expansion

On May 6, 2015, LPL Financial LLC (“LPL”) submitted a Letter of Acceptance, Waiver and Consent (“AWC”) to the Financial Industry Regulatory Authority’s (“FINRA”) Department of Enforcement to settle allegations that LPL violated FINRA supervisory rules.  The AWC was submitted “without admitting or denying the findings,” and on the condition…

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