On April 14, 2015, the Eastern District of Pennsylvania confirmed an American Arbitration Association (“AAA”) Award (“Award”) granting two investors (herein referred to as “Claimants”) more than $48.4 million in damages against Family Endowment Partners LP (“Family Endowment Partners”), a Boston based investment advisory firm and Lee D. Weiss (“Weiss”),…
On March 30, 2015, the Financial Industry Regulatory Authority (“FINRA”) barred broker Anthony “Tony” Warren Thompson (“Thompson”) and expelled his firm, TNP Securities LLC (“TNP Securities”), for making material misrepresentations and omissions in connection with the sale of private placement securities in violation of various FINRA Rules and securities laws.…
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